Tuesday, 27 September 2016

Wells Fargo Slapped with $400K Fine for Swaps Violations

The Commodity Futures Trading Commission announced a $400,000 settlement with Wells Fargo over violations of agency reporting rules related to the bank’s swaps business — the latest in a string of public relations headaches for the embattled bank.

source http://www.americanbanker.com/news/law-regulation/wells-fargo-slapped-with-400k-fine-for-swaps-violations-1091620-1.html

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